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Market Regulation

A brief poll to assess Private Investors' satisfaction with regulatory and market controls on the AIM market and to identify areas where additional regulatory input or operational controls may be beneficial.

Are you happy with the level of regulatory oversight provided by the FSA for the Alternative Investment Market (AIM)?

0% (0) Yes
100% (1) No
0% (0) Not sure

1 voters have answered this question.

Are you happy with the management and control of market maker activities provided by the London Stock Exchange?

0% (0) Yes
100% (1) No
0% (0) Not sure

1 voters have answered this question.

Should all trades be labelled with information to confirm whether they are a buy or sell?

100% (1) Yes
0% (0) No
0% (0) Not sure

1 voters have answered this question.

Should all trades be declared immediately, or within a short time period to allow for administration (e.g. 30 minutes)?

100% (1) Yes
0% (0) No
0% (0) Not sure

1 voters have answered this question.

Should there be a mechanism through which the market is immediately notified if market makers hold material net long or short positions in individual stocks?

100% (1) Yes
0% (0) No
0% (0) Not sure

1 voters have answered this question.

Please provide any additional comments or suggestions.

No graph available for this question

0 voters have answered this question.

This poll was created on 2009-09-02 12:18:54 by Fairdeal2008
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